0001341004-13-000219.txt : 20130214 0001341004-13-000219.hdr.sgml : 20130214 20130214092138 ACCESSION NUMBER: 0001341004-13-000219 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RESEARCH IN MOTION LTD CENTRAL INDEX KEY: 0001070235 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 000000000 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-56515 FILM NUMBER: 13606802 BUSINESS ADDRESS: STREET 1: 295 PHILLIP ST STREET 2: WATERLOO CITY: ONTARIO CANADA STATE: A6 ZIP: 00000 BUSINESS PHONE: 5198887465 MAIL ADDRESS: STREET 1: 295 PHILLIP STREET STREET 2: WATERLOO, ONTARIO N2L 3W8 CITY: ONTARIO STATE: A6 ZIP: N2L 3W8 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LAZARIDIS MICHAEL CENTRAL INDEX KEY: 0001218290 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 295 PHILLIP ST CITY: WATERLOO ONTRIO CANADA STATE: A6 ZIP: N2L3W8 SC 13G/A 1 sc13ga.htm SCHEDULE 13G, AMENDMENT NO. 13 sc13ga.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 13)



RESEARCH IN MOTION LIMITED
(Name of Issuer)


Common Shares
(Title of Class of Securities)


760975-10-2
(CUSIP Number)

 
 
Check the appropriate box to designate the rule pursuant to which the Schedule is filed:

o Rule 13d-1(b)

o Rule 13d-1(c)

x Rule 13d-1(d)

*          The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

           The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
 
 

CUSIP No.  760975-10-2
 
13G
Page 2 of 6 Pages
 

(1)
Names of Reporting Persons
 
Michael Lazaridis
(2)
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  o
   
(b)  o
(3)
SEC Use Only
(4)
 
Citizenship or Place of Organization
 
Canadian
 
 
Number of
 Shares Beneficially
Owned
 by Each
 Reporting
 Person With
 
(5)
Sole Voting Power
 
29,904,297 as of December 31, 2012
(6)
Shared Voting Power
 
0
(7)
Sole Dispositive Power
 
29,904,297 as of December 31, 2012
(8)
Shared Dispositive Power
 
0
(9)
Aggregate Amount Beneficially Owned by Each Reporting Person
 
29,904,297 as of December 31, 2012
(10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
(11)
Percent of Class Represented by Amount in Row (9)
 
5.7%
(12)
Type of Reporting Person (See Instructions)
 
IN


 
2
 


Item 1(a).
  
Name of Issuer
     
   
Research In Motion Limited
     
Item 1(b).
  
Address of Issuer's Principal Executive Offices
     
   
295 Phillip Street
   
Waterloo, Ontario N2L 3W8
     
Item 2(a).
  
Name of Person Filing
     
   
Michael Lazaridis
     
   
Of the 29,904,297 Common Shares beneficial­ly owned by Mr. Lazaridis as of December 31, 2012:
         
   
(i)
  
26,001,678 Common Shares are registered in the name of 1258701 Ontario Limited, all the shares of which are owned by Mr. Lazaridis;
         
   
(ii)
  
3,163,895 Common Shares are registered in the name of 2063227 Ontario Inc., all the shares of which are owned by Mr. Lazaridis;
         
   
(iii)
  
392,246 Common Shares are registered in the name of Mr. Lazaridis;
         
   
(iv)
  
146,478 Common Shares are held by Mr. Lazaridis as trustee of the Michael Lazaridis Family Trust II; and
         
    (v)  
200,000 Common Shares are issuable on the exercise of stock options granted to Mr. Lazaridis that are exercisable within 60 days of December 31, 2012.
         
   
The 29,904,297 Common Shares beneficially owned by Mr. Lazaridis does not include 127,500 Common Shares deliverable on the vesting of Restricted Share Units granted to Mr. Lazaridis that are exercisable/vest more than 60 days after December 31, 2012.
     
Item 2(b).
  
Address of Principal Business Office or, if None, Residence
     
   
295 Phillip Street
   
Waterloo, Ontario N2L 3W8
     
Item 2(c).
  
Citizenship
     
   
Canadian


 
3
 


Item 2(d).
  
Title of Class of Securities
     
   
Common Shares
     
     
     
Item 2(e).
  
CUSIP Number
     
   
760975-10-2
     
Item 3.
  
Filing Category
     
   
Not applicable
     
Item 4(a).
  
Amount Beneficially Owned
     
   
29,904,297 as of December 31, 2012
     
Item 4(b).
  
Percent of Class
     
   
5.7%
     
Item 4(c).
  
Number of shares as to which the Reporting Person has:
         
   
(i)
  
sole power to vote or direct the vote:
         
       
29,904,297 as of December 31, 2012
         
   
(ii)
  
shared power to vote or direct the vote:
         
       
0
         
   
(iii)
  
sole power to dispose or to direct the disposition:
         
       
29,904,297 as of December 31, 2012
         
   
(iv)
  
shared power to dispose or to direct the disposition:
         
       
0
         
Item 5.
  
Ownership of Five Percent or Less of a Class
     
   
Not applicable
     
Item 6.
  
Ownership of More Than Five Percent on Behalf of Another Person
     
   
Not applicable


 
4
 


Item 7.
  
Identification and Classification of the Subsidiary Which Acquired
The Security Being Reported on By the Parent Holding Company
     
   
Not applicable
     
Item 8.
  
Identification and Classification of Members of the Group
     
   
Not applicable
     
Item 9.
  
Notice of Dissolution of Group
     
   
Not applicable
     
Item 10.
  
Certification
     
   
Not applicable



 
5
 


SIGNATURE



After reasonable inquiry and to the best of the signatory's knowledge and belief, the signatory certifies that the information set forth in this statement is true, complete and correct.


Dated: February 14, 2013

 
  /s/ Michael Lazaridis
 
Michael Lazaridis


 
 
 
6